December 19, 2008
SIFMA Comment Letter to the SEC Regarding Release No. 34-58998; File No. SR-MSRB-2008-07 Related to MSRB “SHORT” System.
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December 18, 2008
SIFMA Comment Letter to FINRA Regarding Regulatory Notice 08-68 - Proposed FINRA Rule Addressing the Circulation of Rumors.
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December 18, 2008
SIFMA Comment Letter to the SEC Regarding Disclosure of Short Sales and Short Positions by Institutional Investment Managers (Interim Final Temporary Rule 10a-3T and Temporary Form SH) (Release No. 34-58785; File No. S7-31-08).
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December 16, 2008
SIFMA Comment Letter to the SEC Regarding Amendments to Regulation SHO – Rule 204T (Release No. 34-58773: File No.S7-30-08).
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December 05, 2008
SIFMA Comment Letter to the SEC regarding file number SR-FINRA-2008-054 - Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook.
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November 25, 2008
SIFMA's Comment Letter to the SEC Regarding Commission Guidance Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations.
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November 17, 2008
SIFMA Comment Letter to the SEC Regarding the Proposed Order Approving Proposal by NYSE Arca, Inc. to Establish Fees for Certain Market Data (SEC Release No. 34-57917).
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November 17, 2008
SIFMA's letter regarding H.R. 6333, the Municipal Bond Market Support Act of 2008, which eases burdensome tax code requirements that severely limit investor demand for municipal bonds.
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November 17, 2008
SIFMA's letter to Senate Committee on Finance regarding S. 3518, the Municipal Bond Market Support Act of 2008.
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November 14, 2008
SIFMA Comment Letter To FINRA Regarding Proposed Research Registration and Conflicts of Interest Rules (FINRA Regulatory Notice 08-55).
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