• US
• EUROPE
• ASIA

• Join SIFMA
• SIFMA Events
• Contact SIFMA

• About SIFMA

  • The SIFMA Organization
  • Board and Officers
  • SIFMA Senior Management
  • Steering Committees
  • Regional Boards
  • Member Directory
  • SIFMA Affiliates/Divisions
  • Join SIFMA
  • Contact SIFMA

• Capital Markets Group

  • Capital Markets Group (CMG)
  • Capital Markets
  • Regional Capital Markets
  • Fixed Income Markets
  • Equity Markets
  • Risk/Prime Brokerage/Capital
  • Interdealer Brokers
  • Credit Rating Agency Task Force
  • Securitization Working Group
• Private Client Group
• Asset Management Group

• Government Affairs

  • Current Hill Activities
  • State Issues
  • Federal Issues
  • International Issues
  • SIFMA Staff Testimonies
  • Legislative Correspondence
  • Advocacy 101 – Landmarks and Primers
  • SIFMA-PAC
  • Washington Weekly

• Office of the General Counsel

  • Regulatory Update
  • Regulatory Issues
  • Comment Letters
  • White Papers
  • Amicus Briefs
  • Litigation
  • Self-Regulatory
  • Regulatory Proposals
  • Regulatory Resources
  • SIFMA-PAC
  • Washington Weekly

• Research

  • Market Research
  • Statistical Tables
  • Surveys

• Press Room

  • SIFMA SmartBrief
  • Released Today
  • Press Releases
  • SIFMA In the News

• Conferences and Events

  • SIFMA Conferences and Events
  • Conference Presentations
• Securities Industry Institute
• SIFMA Foundation

• Newsletters, Subscriptions and Publications

  • SIFMA Online Newsletters
  • Publications

• Services

  • Affinity Programs
  • Marketing Opportunities
  • Strategic Partnership
  • Legal Elite Partnership
  • Standard Forms/Documentation
  • Business Continuity Planning
  • Technology/Operations
  • Divisions and Forums
  • Industry and Continuing Education
  • Holiday Schedule
  • HR/Diversity Resources
  • Career Center
  • eSources
• Emergency Alerts

Landmark Legislation/Industry Primer

Landmark Legislation

• Securities Act of 1933
• Securities Exchange Act of 1934
• Investment Company Act of 1940
• Investment Advisers Act of 1940
• Private Securities Litigation Reform Act
• Securities Litigation Uniform Standards Act
• National Securities Markets Improvement Act
• Glass-Steagall Act
• Bank Holding Company Act of 1956
• Gramm-Leach-Bliley Act

Industry Primer

Capital Markets

• Raising Capital
• Issuing Bonds
• Liquidity
• Globalization

Securities Regulation

Savings & Retirement

• America’s Challenge
• Boosting Assets
• Social Security
• Nation’s Strength
• Real US Tax Rules
• Savings Disincentives
• Conclusion

World Markets

• Trading Places
• International Equity
• Going Global
• Emerging Markets
• Foreign Markets
• New Markets
• A Global Framework
• Changing Population
• Economic Partnerships

Resources