The 3rd Annual Risk Management Conference will address risk management, with an emphasis on operational risk management, at financial services firms. The conference is a must for industry professionals responsible for risk management, at both the corporate and business unit level, as well as internal and external auditors, legal and compliance professionals, strategic planners, and operations professionals.
We will emphasize tactical ideas that can be implemented in the near term, as well as strategic thinking that will help you elevate your firm’s risk management program. One component is to discuss how to successfully integrate risk management functions with business units and internal control functions.
Some of the specific issues that will be addressed include:
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· Operational Risk Management |
· Risk Management as Part of a Firm-Wide Internal Control Structure |
|
· Corporate Governance |
· Business Unit Risk Management |
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· Synergies Among Risk Management Units |
· Integrating Operational Risk Measurement and Management |
This will be an exceptional strategic and educational conference designed for senior management and business managers from the Broker/Dealer, Hedge Fund, Asset Management, Audit, and Regulatory communities. You may register online or fax your registration form to SIFMA at 212-968-0653.
The Conference begins with breakfast at 7:45 a.m. on Wednesday, June 27, and concludes at 4:45 p.m.
For more information, please contact:
John Maurello
(212) 618-0541
Or
Laura Brightbill
(212) 618-0547

