Industry Education
Industry and Continuing Education
Continuing Education Resource Center
This Resource Center is intended to provide you with information and resources to assist you with the implementation of the Securities Industry Continuing Education Program at your firm. The Securities Industry Continuing Education Program is mandated by uniform rules of the major securities self-regulatory organizations, including FINRA. The rules affect both securities firms and their registered personnel.
Securities Industry Institute
Since 1952, the Institute has led the way in promoting the concept of professionalism by providing an exceptional opportunity to educate our industry’s professionals. The three-consecutive year certificate program, which takes place for one week each March, is an intensive, full-scale development program designed for the securities industry. The Securities Industry Institute® (SII) exists to provide quality executive education to professionals in the securities industry and financial markets. Its aim is to keep them informed on current issues and practices, and to cultivate the skills they will need in the years ahead.
The Securities Industry Institute is the Securities Industry and Financial Markets Association’s (SIFMA) premier leadership and management education program. This leadership and management education program examines current thinking in economics, finance, management, marketing, professional development and operations; familiarizes participants with the challenges facing the securities industry; expands their working knowledge of key aspects of the securities business; and provides opportunities for interchange among participants and with the industry, academic and business leaders who serve as faculty. The Institute equips participants with practical information, ideas and answers directly applicable to their present and future responsibilities.
Professional Development Seminars
The seminars provide an in depth learning of various areas and a menu of specific topics to select from, based on your needs. The sessions offer valuable answers for new industry employees and strategic insight for seasoned veterans. Each session will be offered as a Full day session.
These seminars are suitable for, but not limited to Sales Professionals, Traders, Analysts, Investment Professional, Portfolio Managers, Credit Derivative Specialists, Risk Managers, and Compliance Officers